Driving Trust, Compliance, and Growth in a Dynamic Financial Landscape

The Financial Services sector operates at the heart of global commerce — facilitating payments, mobilizing capital, managing risk, and providing access to credit and investment opportunities. In today’s environment of rapid digitalization, evolving regulations, and rising cybersecurity threats, financial institutions must maintain a delicate balance between operational efficiency, risk mitigation, and compliance with complex statutory frameworks.

At Fincom India, we understand the intricate demands and responsibilities of the financial services industry. Our deep expertise, combined with a nuanced understanding of the sector, empowers institutions — from traditional banks and NBFCs to fintech platforms and insurance firms — to operate with precision, resilience, and trust.

Why Fincom India for Financial Services?

The financial services sector operates within an ecosystem where precision, reliability, and trust are critical. Fincom India works as a trusted partner for institutions across banking, insurance, capital markets, and new‑age financial technologies. We help financial firms:

• Maintain robust governance and accountability.

• Stay compliant with evolving regulations and international standards.

• Leverage technology for enhanced efficiency and risk detection.

• Operate with transparency and integrity in an increasingly competitive environment.

Our Services for the Financial Services Sector

1. Audit and Assurance Services

• Statutory & Tax Audits: Ensuring reliability of financial statements and compliance with accounting standards (IND AS, IFRS, GAAP).

• Internal Audit: Evaluating operational efficiency, internal controls, and risk frameworks across departments.

• Forensic Audit & Investigations: Identifying fraud, embezzlement, and operational anomalies using advanced analytics.

• Compliance & Regulatory Audits: Helping institutions adhere to RBI, SEBI, IRDAI, and other applicable regulations.

2. Accounting and Bookkeeping Services

• Maintaining accurate and timely Accounts, Ledgers, and MIS Reports.

• Managing Accounts Receivable and Payable, including ageing analyses.

• Ensuring seamless reconciliation of bank, loan, and investment transactions.

• Preparing financial statements aligned with applicable global standards and regulations.

3. Taxation Services

• Direct and Indirect Tax Compliance: GST, Income Tax, TDS, and international tax advisory services.

• Transfer Pricing Advisory: Helping institutions structure intra‑group pricing to remain compliant and optimized.

• Tax Dispute Resolution: Managing audits, assessments, and litigation across jurisdictions.

• Advisory Services: Guiding institutions through changes in tax regulations, structuring transactions for tax efficiency, and obtaining relevant approvals.

4. Business Advisory Services

• Feasibility Studies and Market Assessments: Helping institutions expand into new service areas, markets, and offerings.

• Financial Modelling and Valuation Services: Evaluating mergers, acquisitions, and new ventures.

• Risk Advisory Services: Identifying and managing financial, operational, and compliance risks.

• Process Optimization: Improving internal controls, aligning policies, and embedding best practices across departments.

5. Cybersecurity Services

• Information & Cybersecurity Framework: Establishing cybersecurity policies and best practices tailored for the financial sector.

• Penetration Testing and Vulnerability Assessment: Identifying and addressing potential threats across digital platforms.

• Data Protection and Compliance Services: Ensuring alignment with RBI and global cybersecurity regulations, including data privacy and protection requirements.

6. Regulatory and Compliance Services

• RBI Regulations and Approvals: Guiding institutions through licensing, operational approvals, and periodic compliance.

• SEBI Compliance: Helping capital market participants adhere to listing, disclosure, and trading requirements.

• IFC and ICFR Services: Evaluating internal financial controls and risk matrices across departments.

Driving Trust and Excellence in the Financial Services Sector

At Fincom India, we recognize that trust is the currency of the financial sector. Our approach goes beyond routine compliance and auditing — we embed ourselves as a strategic partner, aligning with your objectives and strengthening your operational, financial, and compliance backbone.

With an in‑depth understanding of global best practices and the complexities of financial regulations, Fincom India empowers institutions to operate with integrity, transparency, and resilience — allowing you to focus on serving your customers and stakeholders.